Posts by Sichenzia Ross Ference LLP
Sichenzia Ross Ference LLP Represents Spartan Capital Securities, LLC in $18.1 Million Initial Public Offering of Ordinary Shares of Multi Ways Holdings Limited
Sichenzia Ross Ference LLP American Battery Technology Company in a $10 Million Registered Direct Offering
CMF Represents VCI Global Limited In $5,120,000 IPO To Nasdaq
CMF Represents Addvantage Technologies Group, Inc. In $3,000,000 Pipe
What Is a 424(b) Filing and Why Is It Important?
If your company is planning to go public or conduct a securities offering in the United States, you’ll need to file a 424(b) prospectus with the Securities and Exchange Commission (SEC). This filing is required under the Securities Act of 1933 and provides important information to potential investors about the securities being offered and the…
Read MoreUnderstanding 8-K filings: What they are and why they matter
If you’re an investor in publicly traded companies, you’ve likely heard of an 8-K filing. But what exactly is an 8-K, and why is it important for investors to pay attention to them? In this blog post, we’ll provide an overview of 8-K filings and their significance, so you can make informed investment decisions. What…
Read MoreReverse Mergers into OTC Companies: Process, Documents, and Timing
A reverse merger into an OTC company can be an attractive option for private companies seeking to go public quickly and at a lower cost. However, it is important to understand the process, documents, and timing involved in this type of transaction to ensure that it is executed successfully and in compliance with regulatory requirements.…
Read MoreSichenzia Ross Ference LLP Represents Prime Number Capital, LLC in $11.2 Million Initial Public Offering of Ordinary Shares of Ohmyhome Limited
Understanding Emerging Growth Company Status: Advantages and Disadvantages
As a small business looking to go public, you may have heard of the term “Emerging Growth Company” or EGC. Under the Jumpstart Our Business Startups (JOBS) Act of 2012, companies that meet certain criteria are eligible for EGC status. In this blog post, we’ll explore the requirements to be an EGC, the advantages and…
Read MoreNavigating Nasdaq Annual Meeting Rules: A Guide for Companies and Legal Counsel
As a legal professional, it’s important to stay up-to-date on the rules and regulations that govern annual meetings of companies listed on the Nasdaq Stock Market. Failure to comply with these rules can result in significant legal and financial consequences for the company and its directors. Here are some of the key Nasdaq annual meeting…
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