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Tonix Pharmaceuticals Holding Corp.
$20,100,000
Public Offering
Common Stock & Warrants
July 2015
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Cynata Therapeutics Limited
$5,000,000
Private Placement
Common Stock & Warrants
July 2015
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Wellsense
$2,000,000
Israeli based Company
Private Placement
Preferred Stock and Warrants
June 2015
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Actinium Pharmaceuticals, Inc.
$5,000,000
Registered Direct Offering
Represented Sole Placement Agent
Common Stock
June 2015
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Calpian Inc.
$1,400,000
PIPE
Common Stock & Warrants
June 2015
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Viking Therapeutics, Inc.
$24,000,000
IPO
Represented Laidlaw & Co. (UK) & Feltl and Co. as Underwriters
Common Stock & Warrants
May 2015
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Dynatronics Corporation
$4,000,000
PIPE
Represented Ladenburg Thalmann & Co. Inc. as Placement Agent
Preferred Stocks & Warrants
May 2015
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Amarantus BioSciences
$5,000,000
PIPE Investment
Series G Preferred Stock
April 2015
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Professional Diversity Network
$5,000,000
Public Offering
Pursuant to S-3 Shelf Registration
Represent Aegis Capital as Undewriter
April 2015
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Pegasi Energy Resources Corp.
$1,875,000
PIPE
Common Stock & Warrants
March 2015
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