Skip to content

PIPES and Private Placements

Partner Gregory Sichenzia Quoted in U.S. News & World Report

March 14, 2016

2016 Marcum MicroCap Conference: 6/1/2016-6/2/2016

March 10, 2016

28th Annual ROTH Conference (March 13-16)

March 10, 2016

Partner Gregory Sichenzia Quoted in The Deal

March 2, 2016

FINRA Seeks to Require Registration of Persons Who Develop Algorithmic Trading Strategies

March 1, 2016

Credit Suisse Refuses to Pay Deferred Compensation to Brokers

February 29, 2016

Partner Gregory Sichenzia Discusses “Investing in a Down Market” for the Huffington Post

February 22, 2016

Partner Gregory Sichenzia Quoted on Biotech IPOs

February 22, 2016

Blog Post – Founding Partner Marc Ross Shares “Regulation A+: Funding The Start-up”

February 19, 2016

National Investment Banking Association (NIBA) Conference (February 10-11)

February 11, 2016

Firm Sponsors National Investment Banking Association (NIBA) Conference

February 9, 2016

Bankruptcy Chair Ralph E. Preite Successively Guides Lundy’s Through Chapter 11 Bankruptcy Protecting All Assets

February 8, 2016

Partner Gregory Sichenzia Quoted on Alternatives to IPOs and Follow-On Deals

February 5, 2016

Partner Arthur Marcus Judges at Startupalooza’s PITCH 2016 Competition

January 29, 2016

Firm Again Ranked as #12 in Nation for Public Offerings

January 29, 2016

SEC Adopts Interim Final Rules to Implement FAST Act

January 28, 2016

SRFF Litigation Attorney Ross Carmel Wins $1.5 Million in Damages

January 28, 2016

Partner Marc Ross Shares “Cannabis Banking Problems Continue: U.S. District Court Shoots Down Cannabis Banking Rights”

January 26, 2016

Partner Gregory Sichenzia Quoted on the Impact of Market Volatility on Biotech Issuers

January 20, 2016

The Deal Names Firm #1 Issuer Legal Counsel for Q4 and Quotes Partner Greg Sichenzia on Market Activity

January 18, 2016

Founding Partner Marc J. Ross, Esq. Comments on the Launch of New York’s Medical Marijuana Program

January 18, 2016