Professionals Directory Ross Carmel

Introduction

Ross is an experienced securities attorney and partner of Sichenzia Ross Ference Carmel. Ross has extensive experience representing public and private companies, start-ups, investment banks and investors in all aspects of corporate transactions, including corporate finance, mergers and acquisitions, private equity financing transactions, registered direct offerings, public offerings and other securities offerings.

Ross regularly advises entrepreneurs and start-ups from entity formation, to funding, to exit, acting as outside general counsel to many small and medium sized businesses.

Ross also assists and advises brokers and broker-dealers in all aspects of broker-dealer compliance, including both SEC and FINRA rules and regulations, helping them navigate through the ever evolving regulatory landscape.

Ross is a pragmatist, believing in cost-effective and practical solutions for his clients.

Awards

Ross Carmel has been named a Super Lawyer Rising Star by Thomson Reuters for 2017, 2018, 2019, 2020 and 2021.

Publications

• InvestmentNews.com – The DOL fiduciary rule’s effect on small broker-dealers – May 2016
• WealthManagement.com – Crowdfunding is a Crowd Failure – July 2016

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Education

University at Buffalo (B.A. 2004)

Touro Law (J.D. 2008)

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Admissions

New York (2009) U.S. District Court for the Southern District of New York (2014)