Professionals Directory Sameer Rastogi

Introduction

Sameer Rastogi is a member of the Firm’s Litigation and Broker-Dealer Regulation Groups. He has extensive civil litigation experience with a specialization in securities, business, and complex commercial litigation in state and federal courts, before the Securities and Exchange Commission, Financial Industry Regulatory Authority, American Arbitration Association and JAMS.

Mr. Rastogi represents public and private companies, officers, directors, shareholders, broker-dealers, and associated persons in a wide array of matters including, but not limited to, securities transactions, business disputes, regulatory enforcement proceedings, SEC investigations and complaints, and investor arbitrations. In addition, Mr. Rastogi’s practice includes creating new broker-dealers through FINRA, amending existing membership agreements, broker-dealer compliance and qualifying associated persons with various state and self-regulatory agencies.

Published Decisions

• Camofi Master LDC v. College Partnership, Inc., 452 F. Supp. 2d 462 (S.D.N.Y. 2006)
• Dover Ltd. v. A.B. Watley, Inc., 423 F. Supp. 2d 303 (S.D.N.Y. 2006)
• Estate of Parr v. Buontempo Ins. Services, 2008 WL 2492164 (N.J. Super. A.D. 2008)

Awards & Recognitions

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Education

J.D., Fordham University School of Law

Moot Court Board, Editor

B.A., Rutgers College

Economics/Political Science

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Admissions

New York

New Jersey