Posts Tagged ‘broker’
Sichenzia Ross Ference Carmel LLP Ranked Number One Most Active Issuer Counsel Among Securities Law Firms Nationwide in PlacementTracker’s PIPE and Private Placement Markets League Tables for 2024
NEW YORK, Jan. 29, 2025 — Sichenzia Ross Ference Carmel LLP (“SRFC”) announced today that it was named the number one “most active” securities law firm for Confidentially Marketed Public Offerings, Registered Direct, Private Placement, and At-the-Market (ATM) Offerings in PlacementTracker’s 2024 PIPE and Private Placement Markets League Tables, with 42 transactions, totaling $241.7 million.…
Read MoreSichenzia Ross Ference Carmel LLP Closes Over 130 Capital Markets Transactions Valued at Over $1 Billion in 2024
NEW YORK, Jan. 28, 2025 — Sichenzia Ross Ference Carmel LLP (“SRFC”), a full-service law firm internationally recognized for its securities and litigation practices, reported that in 2024 it closed over 130 transactions, ranging from $400,000 to $85 million, with the total value of these transactions surpassing $1 billion, surpassing its strong performance in 2023 by…
Read MoreCLIENT ALERT: Employer and Employee Update on Nationwide Ban of Non-competes – “Wait and See” or “Roll The Dice”
September 4, 2024 is the day. If the courts do not issue an order prohibiting the enforcement of all or any part of the non-compete rule, it will be the law of the land starting September 4, 2024. The legal challenges have already been-fast-tracked. We expect a decision on whether the non-compete rule stands or falls, in…
Read MoreSichenzia Ross Ference Carmel LLP Litigation Partners Michael Ference and Scott Furst Resolve SEC Enforcement Action After Securing Broad Dismissal of Securities Law Claims And Handing SEC A Rare Defeat On Section 5 Liability
Press Release – New York, NY – May 13, 2024 – Led by Partner Scott Furst, Sichenzia Ross Ference Carmel LLP (“SRFC”) won successive victories for their client, when, in January 2020, Southern District of New York Senior Judge Loretta Preska dismissed all fraud-based securities and control person liability claims brought by the Securities and…
Read MoreCLIENT ALERT: What you need to know about the FTC’s Historic Ban on Non-competes
Highlights: For-profit, public and non-public employers, existing non-competes with senior executives remain enforceable. Employers must notify all other employees that existing non-competes are unenforceable by the effective date. Employers are prohibited from entering into new non-competes with all employees, including senior executives, after the effective date. The Final Rule becomes effective 120 days after publication…
Read MoreSichenzia Ross Ference Carmel LLP’s Litigation Partner Owen Kloter Obtains Victory In Federal Court Under Doctrine Of Abstention In $2.1 Million Estate Litigation Claim
New York, NY – March 27, 2024 – Sichenzia Ross Ference Carmel LLP Litigation Partner Owen Kloter obtained a victory for the Firm’s clients in the Southern District of New York under the rarely-invoked Federal Court doctrine of abstention in Conrad v. Fisher et al., a dispute concerning $2.1 million in real estate proceeds relating…
Read MoreSichenzia Ross Ference Carmel LLP Closes Over 100 Capital Markets Transactions Valued At Over $700 Million in 2023
SRFC further demonstrated its presence by representing organizations on IPOs, public and private offerings, and other market activity in 2023. New York, NY – February 8th, 2024 – Today, Sichenzia Ross Ference Carmel LLP (“SRFC”), a full-service law firm internationally recognized for its securities and litigation practices, announced that it has closed over 100 transactions,…
Read MoreSichenzia Ross Ference Carmel LLP Completes 18 Transactions in Past 60 Days, Establishing Itself As One of the Most Prolific Securities Law Firms in the Country
Press Release – New York, NY – December 11, 2023 – Sichenzia Ross Ference Carmel LLP (“SRFC”), a full-service law firm internationally recognized for its securities and litigation practices, today shared a snapshot of the Firm’s activity since announcing that Sichenzia Ross Ference LLP would combine with Carmel, Milazzo & Feil to form SRFC. With…
Read MoreSichenzia Ross Ference Carmel LLP’s Litigation Partner Scott Furst Wins First-Impression Victory For New Jersey Limited Liability Company’s Expulsion of Alleged Member
Sichenzia Ross Ference LLP and Carmel, Milazzo & Feil, LLP Complete Combination to Form Sichenzia Ross Ference Carmel LLP (SRFC)
SRFC now boasts approximately 70 experienced attorneys in offices spanning New York City, California and Florida, making it one of the largest rosters of securities lawyers in the country across mid-sized law firms.
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