Posts Tagged ‘Broker Dealer Regulation’
Sichenzia Ross Ference Carmel LLP Ranked Number One Most Active Issuer Counsel Among Securities Law Firms Nationwide in PlacementTracker’s PIPE and Private Placement Markets League Tables for 2024
NEW YORK, Jan. 29, 2025 — Sichenzia Ross Ference Carmel LLP (“SRFC”) announced today that it was named the number one “most active” securities law firm for Confidentially Marketed Public Offerings, Registered Direct, Private Placement, and At-the-Market (ATM) Offerings in PlacementTracker’s 2024 PIPE and Private Placement Markets League Tables, with 42 transactions, totaling $241.7 million.…
Read MoreSichenzia Ross Ference Carmel LLP Closes Over 130 Capital Markets Transactions Valued at Over $1 Billion in 2024
NEW YORK, Jan. 28, 2025 — Sichenzia Ross Ference Carmel LLP (“SRFC”), a full-service law firm internationally recognized for its securities and litigation practices, reported that in 2024 it closed over 130 transactions, ranging from $400,000 to $85 million, with the total value of these transactions surpassing $1 billion, surpassing its strong performance in 2023 by…
Read MoreCLIENT ALERT: Employer and Employee Update on Nationwide Ban of Non-competes – “Wait and See” or “Roll The Dice”
September 4, 2024 is the day. If the courts do not issue an order prohibiting the enforcement of all or any part of the non-compete rule, it will be the law of the land starting September 4, 2024. The legal challenges have already been-fast-tracked. We expect a decision on whether the non-compete rule stands or falls, in…
Read MoreCLIENT ALERT: What you need to know about the FTC’s Historic Ban on Non-competes
Highlights: For-profit, public and non-public employers, existing non-competes with senior executives remain enforceable. Employers must notify all other employees that existing non-competes are unenforceable by the effective date. Employers are prohibited from entering into new non-competes with all employees, including senior executives, after the effective date. The Final Rule becomes effective 120 days after publication…
Read MoreSichenzia Ross Ference Carmel LLP’s Litigation Partner Owen Kloter Obtains Victory In Federal Court Under Doctrine Of Abstention In $2.1 Million Estate Litigation Claim
New York, NY – March 27, 2024 – Sichenzia Ross Ference Carmel LLP Litigation Partner Owen Kloter obtained a victory for the Firm’s clients in the Southern District of New York under the rarely-invoked Federal Court doctrine of abstention in Conrad v. Fisher et al., a dispute concerning $2.1 million in real estate proceeds relating…
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