Posts Tagged ‘cmf’
CMF Wins FINRA Expungement of Customer Complaint for Registered Representative
Press Release – New York, NY – June 24, 2020 – Securities and corporate law firm Carmel, Milazzo & Feil LLP announced today that it obtained a FINRA arbitration award (Case No. 19-00448) recommending expungement relief to a broker client of any and all references to a customer arbitration and despite the climate of denial of…
Read MoreCarmel, Milazzo & Feil Obtain Successful Appeal and Vacatur of FINRA Disciplinary Finding
Press Release – New York, NY – April 13, 2020 – Securities and corporate law firm Carmel, Milazzo & Feil LLP announced today that attorneys Timothy Feil, Esq., and Craig Riha, Esq., obtained an appellate decision from the National Adjudicatory Council (“NAC”), the Financial Industry Regulatory Authority (“FINRA”) committee that reviews FINRA disciplinary proceedings, for their client…
Read MoreCarmel, Milazzo & Feil LLP Represents Co-Diagnostics In $4.2 Million Registered Direct Offering
Carmel, Milazzo & Feil LLP Represents Co-Diagnostics In $10.2 Million Registered Direct Offering
Carmel, Milazzo & Feil LLP Represents Co-Diagnostics In $5 Million Registered Direct Offering
Carmel, Milazzo & Feil LLP Represents YayYo Inc. (NASDAQ: YAYO) in $10.5 Million Initial Public Offering (IPO)
Implications of United States Broker-Dealer Regulations on Securities Tokens Transactions
Introduction Security token transactions have become rather common in day-to-day operations with regard to both initial private and public offerings and secondary markets. As a result of the active position of the United States Securities and Exchange Commission (the “SEC”) in setting the regulatory framework for securities offerings by means of distributed ledger technology, blockchain…
Read MoreCMF represents WallachBeth Capital in the IPO of Guardion Health Sciences Inc. on to the Nasdaq
The Unjustified Fear of Utility Tokens
Raising capital through tokens, whether it’s an investment strategy or a form of “Kickstarter” type sale of future products, is currently not even a novelty. Yet, surprisingly enough, World Blockchain Forum’s panel discussions, the recent publications and blogs, reveal the tendency of abandoning the very idea of utility tokens because of their alleged incompatibility with…
Read MoreCMF Partner Ross Carmel Quoted By The Real Deal Regarding The Cushman Wakefield IPO
https://therealdeal.com/2018/06/21/inside-tpgs-playbook-for-cushman-wakefield/ not assigned cmf
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