Posts Tagged ‘devin heck’
Sichenzia Ross Ference Carmel LLP Represents Fincadia Advisors in $80 Million Venture Capital Investment in Lambda
Sichenzia Ross Ference Carmel LLP Name Sharon Carroll and Devin Heck as Partners
Press Release – New York, NY– January 7, 2025 – The law firm of Sichenzia Ross Ference Carmel LLP today announced the promotion of Sharon Carroll and Devin Heck to partners. “The Firm is excited to announce that Sharon Carroll and Devin Heck have been named partners of the Firm. During their time at the Firm,…
Read MoreClient Alert: New York Adopts Revised Regulations for Individuals of Registered Investment Advisers
OVERVIEW In an effort to modernize its registration function, to better conform to the federal securities registration regime, to cure industry confusion as to certain registration requirements and to better track exam requirement compliance of thousands of investment adviser representatives (“IARs”) providing investment advice to New Yorkers, the New York Investor Protection Bureau of the…
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