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Is The IPO Market Back In Business?

As written by Gregory Sichenzia and originally published by Crunchbase. It’s difficult to determine who is watching the IPO market closer: investors or startups. From a high level, the consensus appears to be that with interest rates set to recede at some point in the first half of 2024, coupled with the resiliency of the…

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The Department of Labor Publishes Issuance of the Final Rule Defining Employee or Independent Contractor Classification

The Department of Labor, on January 10, 2024, published the issuance of the final rule (“Rule”) defining Employee or Independent Contractor Classification under the Fair Labor Standards Act (“FLSA”). The Rule states that a worker is not an independent contractor if s/he is, as matter of economic reality, economically dependent on an employer for work. The…

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CMF Wins Full Dismissal of FINRA Customer Case Against Broker and Broker-Dealer and Broker Wins Expungement from CRD

Press Release – New York, NY – July 8, 2020 – Securities and corporate law firm Carmel, Milazzo & Feil LLP announced today that it obtained a FINRA arbitration award (Case No. 19-02754) dismissing all claims asserted by a former customer against brokerage firm First Standard Financial Company (“FSF”) and broker Michael Christopher Blumer. The award…

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