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Precipio, Inc.
$2,700,000
Common Stock and Warrants
Represented Aegis Capital Corp. as Placement Agent
November 2017
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Pareteum Corporation
$12,000,000
Common and Preferred Stock
November 2017
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Ampio Pharmaceuticals, Inc.
$6,750,000
Registered Direct Public Offering of Common Stock
Represented Joseph Gunnar & Co. as Lead Placement
October 2017
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Medical Transcript Billing, Corp.
$6,000,000
Preferred Stock
Represented Rodman & Renshaw as Lead Placement Agent
September 2017
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Aytu BioScience, Inc.
$11,800,000
Private Placement of Equity Securities
Series A Preferred Stock
Represented Joseph Gunnar and Co. as Lead Placement Agent
August 2017
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Vuzix Corporation
$8,625,000
Common Stock
August 2017
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Shared Labs, Inc.
$2,549,000
Private Placement Offering
August 2017
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Cloud Commerce, Inc.
Acquisition
August 2017
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China Internet Nationwide Financial Services Inc..
$20,000,000
Public Offering
Ordinary Shares
July 2017
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Immuron Limited
$6,100,000
Initial Public Offering and Nasdaq Uplisting
June 2017
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