Posts Tagged ‘securities law firm’

Sichenzia Ross Ference Kesner LLP Represents Joseph Gunnar & Co. and Brookline Capital Markets in a $13.25 PIPE for MRI Interventions, Inc.

By Sichenzia Ross Ference LLP | May 6, 2020

MRI Interventions, Inc

$13,250,000

Public Offering of Common Stock and Warrants

Joseph Gunnar & Co. and Brookline Capital Markets

May 2017

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Sichenzia Ross Ference Kesner LLP Represents XTL Biopharmaceuticals Ltd., in a $2.8 Million Private Placement of ADSs.

By Sichenzia Ross Ference LLP | May 6, 2020

XTL Biopharmaceuticals Ltd.

$2,800,000

Private Placement of Warrants

March 2017

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Sichenzia Ross Ference Kesner LLP Represents Rodman & Renshaw a unit of H.C Wainwright in $3.85 Million Public Offering of Innovus Pharmaceuticals, Inc.

By Sichenzia Ross Ference LLP | May 6, 2020

Innovus Pharmaceuticals, Inc.

$3,850,000

Public Offering of Common Stock and Warrants

March 2017

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Sichenzia Ross Ference Kesner LLP Represents Pareteum Corporation in $3.5 Million Public Offering

By Sichenzia Ross Ference LLP | May 6, 2020

Pareteum Corporation

$3,500,000

Public Offering of Common Stock and Warrants

March 2017

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Sichenzia Ross Ference Kesner LLP Represents Brekford Corporation in the sale of its Vehicle Services Business

By Sichenzia Ross Ference LLP | May 6, 2020

Brekford Corporation

$6,000,000

Sale of Assets

March 2017

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Sichenzia Ross Ference Kesner LLP Represents Cannabinoid Based Therapeutics Company in $12.3 Million Private Placement Led by Tuatara Capital Fund I, Ltd.

By Sichenzia Ross Ference LLP | May 6, 2020

Private Cannabinoid Life Science Company

$12,300,000

Series B Preferred Stock

Led by Tuatara Capital Fund 1, L.P.

March 2017

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Sichenzia Ross Ference Kesner LLP Represents Oppenheimer & Co. in $3.6 Million PIPE for Ener-Core, Inc.

By Sichenzia Ross Ference LLP | May 6, 2020

Ener-Core, Inc.

$3,600,000

Private Placement of Warrants

Convertible Senior Secured Notes

Represented Oppenheimer & Co.

December 2016

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Sichenzia Ross Ference Kesner LLP Represents Vuzix Corporation in $14.5 Million Registered Direct Offering.

By Sichenzia Ross Ference LLP | May 6, 2020

Vuzix Corporation

$14,500,000

Registered Direct Offering of Common Stock

December 2016

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Sichenzia Ross Ference Kesner LLP Represents Tonix Pharmaceuticals in $5.2 Million Public Offering

By Sichenzia Ross Ference LLP | May 6, 2020

Tonix Pharmaceuticals Holding Corp.

$5,200,000

Public Offering of Common Stock and Warrants

November 2016

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Sichenzia Ross Ference Kesner LLP Represents ToughBuilt Industries, Inc. in $6.1 Million Private Offering

By Sichenzia Ross Ference LLP | May 6, 2020

ToughBuilt Industries, Inc.

$6,100,000

Private Placement of Preferred Stock and Warrants

October 2016

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