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ABT Holdings, Inc.
$5,000,000
Senior Secured Convertible Debentures
October 2016
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FTE Networks, Inc.
$3,000,000
Private Placement of Common Stock and Warrants
Represented Laidlaw & Company (UK) Ltd. as Placement Agent
October 2016
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Network 1 Securities
$7,700,000
Public Offering of Common Stock
September 2016
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EyeGate Pharmaceuticals, Inc.
$3,770,000
Registered Direct Offering of Common Stock and Preferred Stock
Private Placement of Warrants
Represented Rodman & Renshaw, a unit of H.C. Wainwright& Co., LLC, as Exclusive Placement Agent
July 2016
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Vuzix Corporation
$6,600,000
Registered Direct Offering of Common Stock
July 2016
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Intellicheck Mobilisa, Inc.
$2,100,000
Public Offering
Common Stock and Warrants
Represented Joseph Gunnar & Co. LLC as Sole Book-Running Manager
June 2016
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Aytu BioScience, Inc. .
$7,500,000
Public Offering
Common Stock and Warrants
Represented Joseph Gunnar and Fordham Financial Management, Inc. as Lead Manager
May 2016
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Viatar CTC Solutions Inc.
$4,200,000
Private Placement of Convertible Preferred Stock
March 2016
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YayYo Inc..
$10,500,000
Public Offering
November 2019
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