Securities Law Archives - Page 24 of 32 - Sichenzia Ross Ference Carmel LLP

Sichenzia Ross Ference Kesner LLP Represents Joseph Gunnar, Feltl and Company and Fordham Financial Management in $8.6 Million Public Offering of Aytu Bioscience, Inc.

By Sichenzia Ross Ference LLP | May 6, 2020

Aytu BioScience, Inc.

$8,600,000

Public Offering of Common Stock and Warrants

November 2016

Sichenzia Ross Ference Kesner LLP Represents Tonix Pharmaceuticals in $5.2 Million Public Offering

By Sichenzia Ross Ference LLP | May 6, 2020

Tonix Pharmaceuticals Holding Corp.

$5,200,000

Public Offering of Common Stock and Warrants

November 2016

Sichenzia Ross Ference Kesner LLP Represents ToughBuilt Industries, Inc. in $6.1 Million Private Offering

By Sichenzia Ross Ference LLP | May 6, 2020

ToughBuilt Industries, Inc.

$6,100,000

Private Placement of Preferred Stock and Warrants

October 2016

Sichenzia Ross Ference Kesner LLP Represents ABT Holdings, Inc. in $5 Million Private Offering of Senior Secured Convertible Debentures

By Sichenzia Ross Ference LLP | May 6, 2020

ABT Holdings, Inc.

$5,000,000

Senior Secured Convertible Debentures

October 2016

Sichenzia Ross Ference Kesner LLP Represents Laidlaw & Company (UK) Ltd. as Placement Agent for a $3 Million Private Placement

By Sichenzia Ross Ference LLP | May 6, 2020

FTE Networks, Inc.

$3,000,000

Private Placement of Common Stock and Warrants

Represented Laidlaw & Company (UK) Ltd. as Placement Agent

October 2016

Sichenzia Ross Friedman Ference LLP Represents Network 1 Securities in $7.7 Million IPO and NASDAQ listing of ShineCo, Inc.

By Sichenzia Ross Ference LLP | May 6, 2020

Network 1 Securities

$7,700,000

Public Offering of Common Stock

September 2016

Sichenzia Ross Friedman Ference LLP Represents BioPharmX Corporation in $930,000 Registered Direct Offering

By Sichenzia Ross Ference LLP | May 6, 2020

BioPharmX Corporation

$930,000

Registered Direct Offering of Common Stock

Private Placement of Warrants

September 2016

Sichenzia Ross Friedman Ference LLP Represents SITO MOBILE, Ltd. in $11.5 Million Public Offering

By Sichenzia Ross Ference LLP | May 6, 2020

SITO Mobile, Ltd.

$11,500,000

Public Offering

September 2016

Sichenzia Ross Friedman Ference LLP Represents Rodman & Renshaw as Exclusive Placement Agent for a $5 Million Registered Direct Offering

By Sichenzia Ross Ference LLP | May 6, 2020

CEL-SCI Corporation

$5,000,000

Registered Direct Offering of Common Stock

Private Placement of Warrants

Represented Rodman & Renshaw, a unit of H.C. Wainwright& Co., LLC, as Exclusive Placement Agent

August 2016

Sichenzia Ross Friedman Ference LLP Represents Rodman & Renshaw as Exclusive Placement Agent for a $3.77 Registered Direct Offering

By Sichenzia Ross Ference LLP | May 6, 2020

EyeGate Pharmaceuticals, Inc.

$3,770,000

Registered Direct Offering of Common Stock and Preferred Stock

Private Placement of Warrants

Represented Rodman & Renshaw, a unit of H.C. Wainwright& Co., LLC, as Exclusive Placement Agent

July 2016

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