sichenzia ross ference kesner Archives - Page 3 of 4 - Sichenzia Ross Ference Carmel LLP

Sichenzia Ross Ference Kesner LLP Represents Joseph Gunnar & Co. and Brookline Capital Markets in a $13.25 PIPE for MRI Interventions, Inc.

By Sichenzia Ross Ference LLP | May 6, 2020

MRI Interventions, Inc

$13,250,000

Public Offering of Common Stock and Warrants

Joseph Gunnar & Co. and Brookline Capital Markets

May 2017

Sichenzia Ross Ference Kesner LLP Represents Tonix Pharmaceuticals Holding Corp. in $8 Million Shelf Take Down

By Sichenzia Ross Ference LLP | May 6, 2020

Tonix Pharmaceuticals Holding Corp.

$8,000,000

Public Offering of Common Stock

April 2017

Sichenzia Ross Ference Kesner LLP Represents XTL Biopharmaceuticals Ltd., in a $2.8 Million Private Placement of ADSs.

By Sichenzia Ross Ference LLP | May 6, 2020

XTL Biopharmaceuticals Ltd.

$2,800,000

Private Placement of Warrants

March 2017

Sichenzia Ross Ference Kesner LLP Represents Pareteum Corporation in $3.5 Million Public Offering

By Sichenzia Ross Ference LLP | May 6, 2020

Pareteum Corporation

$3,500,000

Public Offering of Common Stock and Warrants

March 2017

Sichenzia Ross Ference Kesner LLP Represents Cannabinoid Based Therapeutics Company in $12.3 Million Private Placement Led by Tuatara Capital Fund I, Ltd.

By Sichenzia Ross Ference LLP | May 6, 2020

Private Cannabinoid Life Science Company

$12,300,000

Series B Preferred Stock

Led by Tuatara Capital Fund 1, L.P.

March 2017

Sichenzia Ross Ference Kesner LLP Represents Joseph Gunnar and Fordham Financial Management as Warrant Agent in $2.3 Million Warrant Exchange and Exercise for AYTU BioScience, Inc.

By Sichenzia Ross Ference LLP | May 6, 2020

AYTU BioScience, Inc.

$2,300,000

Warrant Exchange

Represented Joseph Gunnar & Co., LLC and Fordham Financial Management, Inc.

February 2017

Sichenzia Ross Ference Kesner LLP Represents Oppenheimer & Co. in $3.6 Million PIPE for Ener-Core, Inc.

By Sichenzia Ross Ference LLP | May 6, 2020

Ener-Core, Inc.

$3,600,000

Private Placement of Warrants

Convertible Senior Secured Notes

Represented Oppenheimer & Co.

December 2016

Sichenzia Ross Ference Kesner LLP Represents Vuzix Corporation in $14.5 Million Registered Direct Offering.

By Sichenzia Ross Ference LLP | May 6, 2020

Vuzix Corporation

$14,500,000

Registered Direct Offering of Common Stock

December 2016

Sichenzia Ross Ference Kesner LLP Represents Oppenheimer & Co. and Feltl and Company in $13.5 Million PIPE for Midwest Energy Emissions Corp.

By Sichenzia Ross Ference LLP | May 6, 2020

Midwest Energy Emissions Corp.

$13,500,000

Private Placement of Common Stock

Oppenheimer & Co.

November 2016

Sichenzia Ross Ference Kesner LLP Represents Joseph Gunnar, Feltl and Company and Fordham Financial Management in $8.6 Million Public Offering of Aytu Bioscience, Inc.

By Sichenzia Ross Ference LLP | May 6, 2020

Aytu BioScience, Inc.

$8,600,000

Public Offering of Common Stock and Warrants

November 2016

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