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Document Security Systems, Inc.
$1,800,000
Common Stock
November 2019
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Cocrystal Pharma, Inc.
$3,000,000
Common Stock
November 2019
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Avinger, Inc.
$4,500,000
Common Stock
August 2019
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Sigma Labs, Inc.
$2,300,000
Common Stock
August 2019
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Immuron Limited
$1,600,000
Public Offering of the ADSs
July 2019
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RealWear, Inc.
$80,000,000
Series B Financing
July 2019
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Vuzix Corporation
$20,000,000
Registered Direct Public Offering
July 2019
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Document Security Systems, Inc.
$5,600,000
Public Offering of Common Stock
June 2019
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Medicine Man Technologies, Inc.
$21,000,000
Common Stock and Warrants
June 2019
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General Cannabis Corp.
$3,000,000
Private Placement of Common Stock
Represented FINRA Member Firm
June 2019
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