transactions-prior Archives - Page 20 of 32 - Sichenzia Ross Ference Carmel LLP

Sichenzia Ross Ference Kesner LLP Represents Pareteum Corporation in $3.5 Million Public Offering

By Sichenzia Ross Ference LLP | May 6, 2020

Pareteum Corporation

$3,500,000

Public Offering of Common Stock and Warrants

March 2017

Sichenzia Ross Ference Kesner LLP Represents Brekford Corporation in the sale of its Vehicle Services Business

By Sichenzia Ross Ference LLP | May 6, 2020

Brekford Corporation

$6,000,000

Sale of Assets

March 2017

Sichenzia Ross Ference Kesner LLP Represents Cannabinoid Based Therapeutics Company in $12.3 Million Private Placement Led by Tuatara Capital Fund I, Ltd.

By Sichenzia Ross Ference LLP | May 6, 2020

Private Cannabinoid Life Science Company

$12,300,000

Series B Preferred Stock

Led by Tuatara Capital Fund 1, L.P.

March 2017

Sichenzia Ross Ference Kesner LLP Represents Aegis Capital Corp. and Laidlaw & Company (UK) Ltd. in $4.8 Million Public Offering

By Sichenzia Ross Ference LLP | May 6, 2020

Function(x) Inc.

$4,800,000

Public Offering of Common Stock

Represented Aegis Capital Corp. and Laidlaw & Company (UK) Ltd.

February 2017

Sichenzia Ross Ference Kesner LLP Represents Joseph Gunnar and Fordham Financial Management as Warrant Agent in $2.3 Million Warrant Exchange and Exercise for AYTU BioScience, Inc.

By Sichenzia Ross Ference LLP | May 6, 2020

AYTU BioScience, Inc.

$2,300,000

Warrant Exchange

Represented Joseph Gunnar & Co., LLC and Fordham Financial Management, Inc.

February 2017

Sichenzia Ross Ference Kesner LLP Represents Vycor Medical Inc. in an Internet Portal-based Private Placement

By Sichenzia Ross Ference LLP | May 6, 2020

Vycor Medical Inc

Online Private Placement

January 2017

Sichenzia Ross Ference Kesner LLP Represents Oppenheimer & Co. in $3.6 Million PIPE for Ener-Core, Inc.

By Sichenzia Ross Ference LLP | May 6, 2020

Ener-Core, Inc.

$3,600,000

Private Placement of Warrants

Convertible Senior Secured Notes

Represented Oppenheimer & Co.

December 2016

Sichenzia Ross Ference Kesner LLP Represents Vuzix Corporation in $14.5 Million Registered Direct Offering.

By Sichenzia Ross Ference LLP | May 6, 2020

Vuzix Corporation

$14,500,000

Registered Direct Offering of Common Stock

December 2016

Sichenzia Ross Ference Kesner LLP Represents Oppenheimer & Co. and Feltl and Company in $13.5 Million PIPE for Midwest Energy Emissions Corp.

By Sichenzia Ross Ference LLP | May 6, 2020

Midwest Energy Emissions Corp.

$13,500,000

Private Placement of Common Stock

Oppenheimer & Co.

November 2016

Sichenzia Ross Ference Kesner LLP Represents Joseph Gunnar, Feltl and Company and Fordham Financial Management in $8.6 Million Public Offering of Aytu Bioscience, Inc.

By Sichenzia Ross Ference LLP | May 6, 2020

Aytu BioScience, Inc.

$8,600,000

Public Offering of Common Stock and Warrants

November 2016