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EyeGate Pharmaceuticals, Inc.
$3,770,000
Registered Direct Offering of Common Stock and Preferred Stock
Private Placement of Warrants
Represented Rodman & Renshaw, a unit of H.C. Wainwright& Co., LLC, as Exclusive Placement Agent
July 2016
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Vuzix Corporation
$6,600,000
Registered Direct Offering of Common Stock
July 2016
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Tonix Pharmaceuticals Holding Corp.
$10,000,000
Public Offering
Common Stock
June 2016
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Intellicheck Mobilisa, Inc.
$2,100,000
Public Offering
Common Stock and Warrants
Represented Joseph Gunnar & Co. LLC as Sole Book-Running Manager
June 2016
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PhaseRx, Inc.
$18,500,000
Initial Public Offering
Common Stock
Represented Laidlaw & Company (UK) Ltd. and Roth Capital Partners, LLC as Joint Book-Running Managers
May 2016
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Bridgeline Digital, Inc.
$1,355,000
Private Placement
Subordinated Convertible Notes
Represented Taglich Brothers, Inc. as Exclusive Placement Agent
May 2016
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iSign Solutions Inc.
$1,200,000
Public Offering
Common Stock and Warrants
Represented Axiom Capital Management, Inc. as Representative of the Underwriters
May 2016
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Aytu BioScience, Inc. .
$7,500,000
Public Offering
Common Stock and Warrants
Represented Joseph Gunnar and Fordham Financial Management, Inc. as Lead Manager
May 2016
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Synergy Pharmaceuticals Inc.
$89,800,000
Registered Direct Offering
Common Stock
May 2016
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DelMar Pharmaceuticals
$7,500,000
Private Placement of Series B Preferred Stock
May 2016
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