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Dais Analytic Corporation
$2,750,000
PIPE
Common Stock
March 2015
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Solar3D
$12,500,000
Public Offering & NASDAQ Uplisting
Offering underwritten by Cowen & Company LLC
Common Stock & Warrants
February 2015
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CollabRX, Inc.
$3,000,000
Public Offering Pursuant to S-3 Registration
Common Stock
February 2015
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CollabRX, Inc.
$5,520,000
Represented Aegis Capital Corp. as Sole Book-Running Manager
Public Offering
Common Stock & Warrants
February 2015
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Actinium Pharmaceuticals Inc.
$20,000,000
Represented Laidlaw & Company (UK) Ltd.
Public Offering
Common Stock & Warrants
February 2015
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Trovagene, Inc.
$23,000,000
Public Offering
Common Stock
February 2015
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Tonix Pharmaceuticals Holding Corp.
$28,700,000
Public Offering
Common Stock
February 2015
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Full Swing Golf Inc.
Endorsement deal with Tiger Woods
January, 2015
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Vuzix Corporation
$24,800,000
Investment from Intel
January, 2015
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PlasmaTech Biopharmaceuticals, Inc.
$14,000,000
Represented H.C. Wainwright & Co. and Aegis Capital Corp as Underwriters
Common Stock and Warrants
December 2014
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