transactions-prior Archives - Page 30 of 32 - Sichenzia Ross Ference Carmel LLP

Sichenzia Ross Friedman Ference LLP Advises Sorrento Therapeutics, Inc. on $25.0 million Public Offering of Common Stock

By Sichenzia Ross Ference LLP | May 6, 2020 |

Sorrento Therapeutics, Inc.

$25,000,000

Public Offering

Common Stock

May 2014

Sichenzia Ross Friedman Ference LLP Advises Laidlaw & Company on $10 million Secondary Public Offering of Cyclacel Pharmaceuticals, Inc.

By Sichenzia Ross Ference LLP | May 6, 2020 |

Cyclacel Pharmaceuticals Inc.

$10,000,000

Secondary Public Offering

Represented Underwriter

Common Stock

April 2014

Sichenzia Ross Friedman Ference LLP Advises Laidlaw & Company on $6.72 million Secondary Public Offering of Novabay Pharmaceuticals, Inc.

By Sichenzia Ross Ference LLP | May 6, 2020 |

NovaBay Pharmaceuticals, Inc.

$6,720,000

Secondary Public Offering

Common Stock & Warrants

March 2014

Sichenzia Ross Friedman Ference LLP Advises Laidlaw & Company on $10 million Private Placement of Relmada Therapeutics, Inc.

By Sichenzia Ross Ference LLP | May 6, 2020 |

Relmada Therapeutics Inc.

$10,000,000

PIPE

Common Stock & Warrants

May 2014

Sichenzia Ross Friedman Ference LLP Advises AV Therapeutics, Inc. on $1.26 million PIPE Offering

By Sichenzia Ross Ference LLP | May 6, 2020 |

AV Therapeutics

$1,260,000

PIPE

Common Stock & Warrants

April 2014

Sichenzia Ross Friedman Ference LLP Advises J.P. Turner & Company, L.L.C on $ 2.5 million Private Placement of X2 Bio Systems, Inc..

By Sichenzia Ross Ference LLP | May 6, 2020 |

UX2 Biosystems, Inc.

$2,500,000

PIPE

Promissory Notes & Common Stock Purchase Warrants

April 2014

Sichenzia Ross Friedman Ference LLP Advises Brean Capital LLC on $ 6.5 million Registered Direct Offering of ClearSign Combustion Corporation

By Sichenzia Ross Ference LLP | May 6, 2020 |

ClearSign

$6,500,000

Registered Direct Offering

Represented Placement Agent

March 2014

Cell Source

By Sichenzia Ross Ference LLP | May 6, 2020 |

Cell Source

$3,600,000

Common Stock, Warrants

February 2014

SMTP, Inc.

By Sichenzia Ross Ference LLP | May 6, 2020 |

SMTP, Inc.

$10,000,000

Public Offering – Representing Aegis Capital Corp.

February 2014

Be Active Holdings

By Sichenzia Ross Ference LLP | May 6, 2020 |

Be Active Holdings

$1,799,999

Common Stock, Warrants Included

February 2014

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