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Pershing Gold Corporation
$6,900,000
Private Placement of Common Stock and Warrants
Represented Laidlaw & Company (UK) Ltd. as Placement Agent
February 2016
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OWC Pharmaceutical Research Corp.
$787,500
PIPE
Convertible Note & Common Stock
December 2015
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Takung Art Co.
$1,896,000
PIPE
Common Stock
November 2015
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Genius Brands International
$4,333,000
PIPE
Common Stock & Warrants
November 2015
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Calpian Inc.
$2,135,000
PIPE
Common Stock & Warrants
June 2015
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Rightscorp, Inc.
$1,032,000
PIPE
Common Stock & Warrants
October 9, 2015
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Amarantus BioScience Holdings, Inc.
$5,500,000
Registered Direct Offering and Private Placement
Series H Convertible Preferred Stock and Warrants & Debts and Warrants
October 2015
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One Horizon Group, Inc.
$3,000,000
Public Offering
Common Stock & Warrants
August 2015
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Cynata Therapeutics Limited
$5,000,000
Private Placement
Common Stock & Warrants
July 2015
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Dynatronics Corporation
$4,000,000
PIPE
Represented Ladenburg Thalmann & Co. Inc. as Placement Agent
Preferred Stocks & Warrants
May 2015
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