PIPES

Amarantus BioSciences

$5,000,000

PIPE Investment

Series G Preferred Stock

April 2015

Pegasi Energy Resources Corp.

$1,875,000

PIPE

Common Stock & Warrants

March 2015

Cell Source, Inc.

$500,000

PIPE

Promissory Notes

March 2015

Citius Pharmaceuticals, LLC

$270,000

PIPE

Common Stock & Warrants

March 2015

Dais Analytic Corporation

$2,750,000

PIPE

Common Stock

March 2015

Vuzix Corporation

$24,800,000

Investment from Intel

January, 2015

SBI Investments LLC

$6,500,000

PIPE

Sold Membership Interests

December 2014

Synergy Pharmaceuticals Inc.

$200,000,000

Rule 144A Offering of 7.5% Convertible Senior Notes

November 2014

Contravir Pharmaceuticals, Inc.

$9,000,000

PIPE

Convertible Preferred Stock

November 2014

Single Touch Interactive, Inc.

$11,000,000

PIPE & Financing from Fortress Investment Group

October 2014