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General Cannabis Corp.
$3,000,000
Private Placement of Common Stock
Represented FINRA Member Firm
June 2019
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AIT Therapeutics, Inc.
$8,000,000
Private Placement of Common Stock
June 2019
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Medalist Diversified REIT, Inc.
$1,300,000
Private Offering
May 2019
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Pareteum Corporation
$40,000,000
Common Stock and Warrants
September 2019
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ToughBuilt Industries, Inc.
$6,100,000
Private Placement of Preferred Stock and Warrants
October 2016
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FTE Networks, Inc.
$3,000,000
Private Placement of Common Stock and Warrants
Represented Laidlaw & Company (UK) Ltd. as Placement Agent
October 2016
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Aridis Pharmaceuticals, Inc.
$15,200,000
Private Placement of Common Stock and Warrants
August 2016
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EyeGate Pharmaceuticals, Inc.
$3,770,000
Registered Direct Offering of Common Stock and Preferred Stock
Private Placement of Warrants
Represented Rodman & Renshaw, a unit of H.C. Wainwright& Co., LLC, as Exclusive Placement Agent
July 2016
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Vuzix Corporation
$6,600,000
Registered Direct Offering of Common Stock
July 2016
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Tonix Pharmaceuticals Holding Corp.
$10,000,000
Public Offering
Common Stock
June 2016
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