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Intellicheck Mobilisa, Inc.
$2,100,000
Public Offering
Common Stock and Warrants
Represented Joseph Gunnar & Co. LLC as Sole Book-Running Manager
June 2016
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PhaseRx, Inc.
$18,500,000
Initial Public Offering
Common Stock
Represented Laidlaw & Company (UK) Ltd. and Roth Capital Partners, LLC as Joint Book-Running Managers
May 2016
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iSign Solutions Inc.
$1,200,000
Public Offering
Common Stock and Warrants
Represented Axiom Capital Management, Inc. as Representative of the Underwriters
May 2016
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Viatar CTC Solutions Inc.
$4,200,000
Private Placement of Convertible Preferred Stock
March 2016
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Pershing Gold Corporation
$6,900,000
Private Placement of Common Stock and Warrants
Represented Laidlaw & Company (UK) Ltd. as Placement Agent
February 2016
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Amarantus BioScience Holdings, Inc.
$3,000,000
Convertible Preferred Stock and Warrants
February 2016
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OWC Pharmaceutical Research Corp.
$787,500
PIPE
Convertible Note & Common Stock
December 2015
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CBC Biotechnologies Inc.
$2,000,000
Series A Round
December 2015
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eMagin
$6,000,000
Registered Direct Offering
Common Stock and Warrants
December 2015
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Takung Art Co.
$1,896,000
PIPE
Common Stock
November 2015
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