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Genius Brands International
$4,333,000
PIPE
Common Stock & Warrants
November 2015
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UQM Technologies
$6,400,000
Registered Direct
Common Stock and Warrants
October 2015
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Oasmia Pharmaceutical AB
$9,500,000
RADSs & Warrants
IPO & U.S. NASDAQ Listing
October 2015
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Can-Fite BioPharma Ltd.
$4,800,000
Registered Direct Offering with Institutional Investors
ADSs
October 2015
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ContraVir Pharmaceuticals, Inc.
$15,000,000
Public Offering
Common Stock & Warrants
October 2015
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Rightscorp, Inc.
$1,032,000
PIPE
Common Stock & Warrants
October 9, 2015
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Amarantus BioScience Holdings, Inc.
$5,500,000
Registered Direct Offering and Private Placement
Series H Convertible Preferred Stock and Warrants & Debts and Warrants
October 2015
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Can-Fite BioPharma
$9,000,000
Public Offering
ADSs
September 2015
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One Horizon Group, Inc.
$3,000,000
Public Offering
Common Stock & Warrants
August 2015
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BiondVax Pharmaceuticals
$9,550,000
Initial Public Offering
Represented U.S. Underwriter on Israeli-American Transaction
ADSs & Warrants
May 2015
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