Posts Tagged ‘證券法’

Trovagene, Inc.

$16,000,000

Represented ThinkEquity as Lead Underwriter

Public Offering of Common Stock and Warrants

June 2018

Acolyte Group

Sale to Private Equity Firm

May 2018

Cocrystal Pharma, Inc

$6,000,000

Public Offering of Common Stock

Represented A.G.P/ Alliance Global Partners

April 2018

Sunworks, Inc.

$3,750,000

Loan Transaction

April 2018

New Age Beverage Corp

$4,000,000

Public Offering of Common

April 2018

Medical Transcript Billing, Corp.

$10,500,000

Public Offering

Series A Preferred Stock

April 2018

Aytu BioScience, Inc.

$12,000,000

Public Offering of Common Stock and Warrants

March 2018

MoneyOnMobile, Inc.

$5,000,000

Private Placement Offering

Series H Preferred Stock

February 2018

MoneyOnMobile, Inc.

$7,600,000

Private Placement Offering

Series F Preferred Stock

February 2018

QBIO Med, Inc.

$5,500,000

Common Stock and Warrants

Represented Roth Capital Partners as lead Placement Agent

January 2018