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Vuzix Corporation
$30,000,000
Registered Direct Offering
Common Stock and Warrants
January 2018
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Vuzix Corporation
$12,500,000
Registered Direct Offering
Common Stock and Warrants
December 2017
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Medical Transcript Billing, Corp.
$3,900,000
Series A Preferred Stock
Registered Public Offering
December 2017
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Pareteum Corporation
$6,580,000
Common Stock and Warrants
Registered Public Offering
December 2017
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Precipio, Inc.
$2,700,000
Common Stock and Warrants
Represented Aegis Capital Corp. as Placement Agent
November 2017
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Pareteum Corporation
$12,000,000
Common and Preferred Stock
November 2017
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Ampio Pharmaceuticals, Inc.
$6,750,000
Registered Direct Public Offering of Common Stock
Represented Joseph Gunnar & Co. as Lead Placement
October 2017
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Medical Transcript Billing, Corp.
$6,000,000
Preferred Stock
Represented Rodman & Renshaw as Lead Placement Agent
September 2017
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Precipio, Inc.
$6,000,000
Common Stock and Warrants
Represented Aegis Capital Corp. as Lead Underwriter
August 2017
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Aytu BioScience, Inc.
$11,800,000
Private Placement of Equity Securities
Series A Preferred Stock
Represented Joseph Gunnar and Co. as Lead Placement Agent
August 2017
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