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iSign Solutions Inc.
$1,200,000
Public Offering
Common Stock and Warrants
Represented Axiom Capital Management, Inc. as Representative of the Underwriters
May 2016
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Aytu BioScience, Inc. .
$7,500,000
Public Offering
Common Stock and Warrants
Represented Joseph Gunnar and Fordham Financial Management, Inc. as Lead Manager
May 2016
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DelMar Pharmaceuticals
$5,600,000
Private Placement of Series B Preferred Stock
May 2016
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Labstyle Innovations Corp.
$6,000,000
Public Offering
Common Stock and Warrants
Represented H.C. Wainwright & Co., LLC and Joseph Gunnar & Co. as Joint Book Running Managers
March 2016
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Viatar CTC Solutions Inc.
$4,200,000
Private Placement of Convertible Preferred Stock
March 2016
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Amarantus BioScience Holdings, Inc.
$3,000,000
Convertible Preferred Stock and Warrants
February 2016
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eMagin
$6,000,000
Registered Direct Offering
Common Stock and Warrants
December 2015
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UQM Technologies
$6,400,000
Registered Direct
Common Stock and Warrants
October 2015
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Oasmia Pharmaceutical AB
$9,500,000
RADSs & Warrants
IPO & U.S. NASDAQ Listing
October 2015
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Can-Fite BioPharma Ltd.
$4,800,000
Registered Direct Offering with Institutional Investors
ADSs
October 2015
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