證券法 Archives - 第19页共20页 - Sichenzia Ross Ference Carmel LLP

CEL-SCI Corporation Announces $6.0 Million Public Offering

By Sichenzia Ross Ference LLP | 6 5 月, 2020 |

Cel-Sci Corporation

$6,000,000

Rep. Laidlaw & Co. (UK) Ltd. as Underwriters in Public Offering
Common Stock & Warrants

October 2014

Sichenzia Ross Friedman Ference LLP Advises Tonix Pharmaceuticals on $7.8 Million Public Offering

By Sichenzia Ross Ference LLP | 6 5 月, 2020 |

Tonix Pharmaceuticals Holding Corp.

$7,800,000

Public Offering

Common Stock

July 2014

CollabRx, Inc.

By Sichenzia Ross Ference LLP | 6 5 月, 2020 |

CollabRx, Inc.

$1,800,000

Common Stock

Represented Underwriter

June 2014

Sichenzia Ross Friedman Ference LLP Advises FreeSeas Inc. on $25.0 Million Public Offering of Preferred Stock and Warrants

By Sichenzia Ross Ference LLP | 6 5 月, 2020 |

Free Seas Inc.

$25,000,000

Public Offering

Preferred Stock & Warrants

June 2014

Sichenzia Ross Friedman Ference LLP Advises Sorrento Therapeutics, Inc. on $25.0 million Public Offering of Common Stock

By Sichenzia Ross Ference LLP | 6 5 月, 2020 |

Sorrento Therapeutics, Inc.

$25,000,000

Public Offering

Common Stock

May 2014

Sichenzia Ross Friedman Ference LLP Advises Laidlaw & Company on $10 million Secondary Public Offering of Cyclacel Pharmaceuticals, Inc.

By Sichenzia Ross Ference LLP | 6 5 月, 2020 |

Cyclacel Pharmaceuticals Inc.

$10,000,000

Secondary Public Offering

Represented Underwriter

Common Stock

April 2014

Sichenzia Ross Friedman Ference LLP Advises Laidlaw & Company on $6.72 million Secondary Public Offering of Novabay Pharmaceuticals, Inc.

By Sichenzia Ross Ference LLP | 6 5 月, 2020 |

NovaBay Pharmaceuticals, Inc.

$6,720,000

Secondary Public Offering

Common Stock & Warrants

March 2014

Sichenzia Ross Friedman Ference LLP Advises Brean Capital LLC on $ 6.5 million Registered Direct Offering of ClearSign Combustion Corporation

By Sichenzia Ross Ference LLP | 6 5 月, 2020 |

ClearSign

$6,500,000

Registered Direct Offering

Represented Placement Agent

March 2014

SMTP, Inc.

By Sichenzia Ross Ference LLP | 6 5 月, 2020 |

SMTP, Inc.

$10,000,000

Public Offering – Representing Aegis Capital Corp.

February 2014

Sichenzia Ross Friedman Ference LLP Represents Tonix Pharmaceuticals in $43.5 Million Shelf Takedown

By Sichenzia Ross Ference LLP | 6 5 月, 2020 |

Tonix Pharmaceuticals Holding Corp.

$43,500,000

Shelf Takedown

February 2014

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